Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gail? Claim Your ProfileGail Testa-romano is a financial advisor with over 30 years of experience in the industry. Gail is currently registered with Osaic Wealth, Inc. in New York and Pennsylvania. Gail has a wide range of experience, including providing financial planning, portfolio management, and pension consulting services. Gail has worked with a variety of clients, including individuals, businesses, and charitable organizations. Prior to joining Osaic Wealth, Inc., Gail was a registered representative with Securities America, Inc., AXA Advisors, LLC, John Hancock Distributors LLC, M&T Securities, Inc., Liberty Securities Corporation, and Cigna Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
NY
04/16/2019 - 06/14/2024
SECURITIES AMERICA, INC. (WILLIAMSVILLE NY)
NY
07/02/2018 - 03/13/2019
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
MA
11/10/2008 - 01/30/2018
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
05/01/1995 - 10/10/2008
M&T SECURITIES, INC. (BUFFALO NY)
NY
10/30/1992 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
PA
09/04/1991 - 11/03/1992
CIGNA SECURITIES, INC. (RADNOR PA)
IA
Issued 07/31/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gail Testa-romano is the right advisor for you? Invested Better is here to help.
