Unclaimed
Gail Denise Dugas is an active advisor registered with LPL Financial LLC in Illinois and Michigan. Gail has been in the financial services industry since 1985. In addition to her current role with LPL Financial LLC, Gail has previously held positions with CETERA ADVISOR NETWORKS LLC, NYLIFE SECURITIES INC., and NYLIFE SECURITIES INC.. Gail offers a range of financial services to individuals, corporations, charitable organizations, pension and profit sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/16/2018 - Present
LPL Financial LLC (WESTMONT IL)
IL
10/04/1995 - 11/20/2018
CETERA ADVISOR NETWORKS LLC (CRYSTAL LAKE IL)
NY
04/02/1993 - 02/24/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
01/23/1984 - 11/16/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/20/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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