Unclaimed
Gail Baron is a financial advisor with Stifel, Nicolaus & Company, Inc. Gail has been a registered representative for over 40 years, beginning her career with Kidder, Peabody & Co. Incorporated. Gail has worked with clients across many industries, providing individual and business financial planning services. Gail is registered to offer securities in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2007 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
04/29/2002 - 07/10/2007
RYAN BECK & CO. (HEWLETT NY)
NY
02/15/2000 - 05/15/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
04/09/1987 - 02/25/1999
BEAR, STEARNS & CO. INC.
NY
11/12/1981 - 02/25/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
03/10/1981 - 11/17/1981
A. G. BECKER INCORPORATED
NA
09/23/1980 - 03/20/1981
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 12/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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