Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gail? Claim Your ProfileGail Ann Dugger is a Registered Representative and Investment Adviser Representative. Gail has been in the financial services industry since 1986. Currently, Gail is a Registered Representative with RBC Capital Markets, LLC and has been with the firm since March 2008. She is registered in Arkansas, Massachusetts, Texas, and Utah. Gail has experience working with corporations, individuals, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and pooled investment vehicles. She provides financial planning, portfolio management, and selection of other advisors services to her clients. Previously, Gail worked with a number of firms including Dain Rauscher Incorporated, Rauscher Pierce Refsnes, Inc., State Street Securities, Inc., Addison Securities, Inc., Rushmore Securities Corporation, Independence One Brokerage Services, Inc., and Olde Discount Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
10/25/2005 - Present
RBC Capital Markets, LLC (DALLAS TX)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/11/1997 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
03/19/1997 - 07/01/1997
STATE STREET SECURITIES, INC. (GREAT NECK NY)
TX
06/21/1995 - 11/27/1996
ADDISON SECURITIES, INC. (DALLAS TX)
TX
03/20/1995 - 04/21/1995
RUSHMORE SECURITIES CORPORATION (DALLAS TX)
MI
05/01/1989 - 03/05/1994
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
MI
04/24/1985 - 04/21/1989
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 10/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2005
Series 12 - NYSE Branch Manager Examination
BC
Issued 08/19/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/1990
Series 24 - General Securities Principal Examination
BC
Issued 02/18/1987
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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