Unclaimed
Gail Alyssa Babaran Vallarta is a registered representative with Alliance-ONE Investments, LLC. Gail Alyssa has been in the industry since April 17, 2020. Gail Alyssa has passed the Series 7TO, Series 63 and SIE exams. Gail Alyssa was previously registered with Wells Fargo Clearing Services, LLC and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
05/10/2023 - Present
Alliance-ONE Investments, LLC (TULSA OK)
NA
10/25/2021 - 12/21/2022
WELLS FARGO CLEARING SERVICES, LLC (TAGUIG CITY )
NA
11/15/2019 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 11/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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