Unclaimed
Gage A. Smith is a registered representative of Fifth Third Securities, Inc., licensed in Ohio. Gage is a registered Investment Advisor Representative (IAR). Gage has been in the securities industry since July 19, 2020 and holds the following licenses: Series 63, Series 65, Series 6TO and SIE. Fifth Third Securities, Inc. is a registered investment advisor with over $1 billion to $10 billion in assets under management. The firm provides financial planning, portfolio management for individuals and businesses, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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OH
10/26/2020 - Present
Fifth Third Securities, Inc. (FAIRFIELD OH)
IA
Issued 10/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/20/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 6/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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