Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gagandeep? Claim Your ProfileGagandeep Sawhney is a financial professional with over 20 years of experience in the securities industry. Gagandeep is currently registered with Houlihan Lokey Capital, Inc. in New York, New York. Previously, Gagandeep was registered with Freeman & Co. Securities LLC and KBC Financial Products USA, Inc. in New York, New York. Gagandeep holds FINRA Series 7, 24, 63, 79TO, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
03/10/2009 - 03/05/2020
FREEMAN & CO. SECURITIES LLC (NEW YORK NY)
NY
08/07/2007 - 03/04/2009
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
04/19/2002 - 07/09/2007
FREEMAN & CO. SECURITIES LLC (NEW YORK NY)
BC
Issued 03/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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