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Gagan Singh

Northwestern Mutual Investment Services, LLC

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About Gagan Singh

Gagan Singh is a financial advisor with over 15 years of experience in the financial services industry. Gagan currently works at Northwestern Mutual Investment Services, LLC where Gagan is registered as a broker-dealer. Previously, Gagan worked at KEY INVESTMENT SERVICES LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, M&T SECURITIES, INC., and HSBC SECURITIES (USA) INC. Gagan is licensed in several states including Arizona, Colorado, Florida, Kansas, New York, Pennsylvania, Texas and Virginia. Gagan holds Series 6, 7, 24, 63 and 65 licenses and the SIE exam. Gagan is a dedicated financial advisor who is committed to helping clients reach their financial goals.

Firm Information

Gagan Singh is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gagan Singh’s Registration & Firm History

NY

08/17/2023 - Present

Northwestern Mutual Investment Services, LLC (Watertown NY)

NY

09/25/2018 - 07/26/2023

KEY INVESTMENT SERVICES LLC (WATERTOWN NY)

NY

09/21/2016 - 09/10/2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SYRACUSE NY)

NY

04/15/2010 - 09/09/2016

M&T SECURITIES, INC. (BALDWINSVILLE NY)

NY

07/31/2007 - 04/05/2010

HSBC SECURITIES (USA) INC. (SYRACUSE NY)

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Licenses & Designations

IA

Issued 07/26/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/30/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gagan Singh.
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