Unclaimed
Gaetano Sabatino is an investment advisor representative with J.p. Morgan Securities LLC. Gaetano has been working in the securities industry since 2006. Gaetano is registered with the following states: California, Connecticut, Delaware, Florida, Hawaii, Maryland, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia, and Washington. Gaetano also has a Series 7 license and has passed the Series 63, Series 65, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/20/2018 - Present
J.p. Morgan Securities LLC (BAYSIDE NY)
NY
07/30/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GLEN HEAD NY)
MA
05/29/2007 - 02/17/2009
CITIGROUP GLOBAL MARKETS INC. (BURLINGTON MA)
NY
09/25/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (GREAT NECK NY)
NY
01/01/2006 - 07/27/2006
PARK AVENUE SECURITIES LLC (NEW HYDE PARK NY)
IA
Issued 03/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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