Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaetano? Claim Your ProfileGaetano M. Defazio is a financial advisor with over 10 years of experience in the industry. Gaetano currently works for Tiaa-Cref Individual & Institutional Services, LLC where he has been registered since 2013. Gaetano is registered with the state of North Carolina as an Investment Advisor Representative. Gaetano has also held previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gaetano specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
12/06/2013 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Waxhaw NC)
NY
06/29/2012 - 11/23/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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