Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaetano? Claim Your ProfileGaetano D'amato is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gaetano has previously held positions with Morgan Stanley, Credit Suisse Securities (USA) LLC, Barclays Capital Inc. and Lehman Brothers Inc.. Gaetano is a Series 7, 9, 10, 63, 66, 99TO and SIE licensed professional. Gaetano's areas of specialization include portfolio management, investment advice, securities brokerage, and financial planning. He provides services to a variety of clients, including individuals, businesses, insurance companies, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/30/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NY
04/07/2021 - 11/19/2021
MORGAN STANLEY (New York NY)
NY
10/19/2017 - 02/20/2020
MORGAN STANLEY (NEW YORK NY)
NY
11/03/2008 - 10/30/2017
CREDIT SUISSE SECURITIES (USA) LLC (New York NY)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/04/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 10/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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