Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gaetano? Claim Your ProfileGaetano Perrone is a financial advisor in Roswell, New Mexico with over 46 years of experience in the industry. Gaetano is currently registered with Carty & Company, Inc. Gaetano has held previous registrations with Lawson Financial Corporation, LPL Financial Corporation, UVEST Financial Services Group, Inc., RBC DAIN RAUSCHER INC., SUTRO & CO. INCORPORATED, EVEREN SECURITIES, INC., BOETTCHER & COMPANY, INC., YOUNG, SMITH & PEACOCK, INC., SHEARSON LEHMAN HUTTON INC., E. F. HUTTON & COMPANY INC, BLINDER, ROBINSON & CO.,INC., and MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC. Gaetano holds the Series 7, Series 63 and Series 79TO securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
06/15/2016 - Present
Carty & Company, Inc. (Roswell NM)
AZ
03/24/2010 - 06/14/2016
LAWSON FINANCIAL CORPORATION (PHOENIX AZ)
NM
10/11/2007 - 03/24/2010
LPL FINANCIAL CORPORATION (ROSWELL NM)
AZ
02/22/2005 - 10/09/2007
UVEST FINANCIAL SERVICES GROUP, INC. (PHOENIX AZ)
NY
01/23/2002 - 02/03/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
02/25/1993 - 02/01/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 01/05/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
10/07/1988 - 09/04/1990
BOETTCHER & COMPANY, INC.
NA
03/29/1988 - 08/23/1988
YOUNG, SMITH & PEACOCK, INC.
NA
02/15/1988 - 04/27/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/04/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
07/12/1983 - 04/15/1985
BLINDER, ROBINSON & CO.,INC.
NA
07/29/1980 - 04/03/1985
E. F. HUTTON & COMPANY INC
NA
02/23/1979 - 07/30/1980
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
02/08/1977 - 02/23/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
NA
03/02/1976 - 03/14/1977
BURGESS & LEITH INCORPORATED
BC
Issued 04/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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