Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gae? Claim Your ProfileGae Bergquist-trommald is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Gae has been in the securities industry since 2000 and is registered with the state of Hawaii and Texas. Gae also holds the Series 63, 65, 66, 7 and SIE licenses. Gae specializes in providing investment advice to individuals, corporations, insurance companies, and charitable organizations. Gae is a member of the advisory boards of The East West Center Foundation and the Hawaii Community Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
06/20/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HONOLULU HI)
NY
11/30/1995 - 01/26/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/07/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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