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Gabrielle Spady

Newedge Securities, Inc.

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About Gabrielle Spady

Gabrielle Spady is a financial professional with over 23 years of experience in the industry. Gabrielle is currently registered with Newedge Securities, Inc. in Stamford, CT. Gabrielle has previously held positions with several other firms including J.P. Morgan Securities LLC, First Republic Securities Company, LLC, B. Riley Wealth Management, B. Riley FBR, Inc., B. Riley & Co., LLC, Ladenburg Thalmann & Co. Inc., Citigroup Global Markets Inc., Neuberger Berman, LLC, Bear, Stearns & Co. Inc., First New York Securities L.L.C., CitiCorp Investment Services, and Waterhouse Securities, Inc.

Firm Information

Gabrielle Spady is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gabrielle Spady’s Registration & Firm History

CT

10/13/2023 - Present

Newedge Securities, Inc. (STAMFORD CT)

NY

09/29/2023 - 10/14/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/05/2021 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)

NY

11/15/2018 - 02/09/2021

B. RILEY WEALTH MANAGEMENT (New York NY)

NY

11/30/2017 - 11/19/2018

B. RILEY FBR, INC. (NEW YORK NY)

NY

11/19/2015 - 11/30/2017

B. RILEY & CO., LLC (NEW YORK NY)

NY

06/29/2005 - 11/20/2015

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

NY

03/05/2004 - 05/06/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/14/2003 - 08/08/2003

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

05/16/2000 - 07/21/2003

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/30/1998 - 04/14/2000

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

08/18/1998 - 09/08/1998

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NE

07/24/1997 - 07/15/1998

WATERHOUSE SECURITIES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 10/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Gabrielle Spady. Review regulatory record here.
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