Unclaimed
Gabrielle Siegel is an active broker and investment advisor representative, licensed with Northwestern Mutual Investment Services, LLC. Gabrielle is registered with the state of Massachusetts and has been in the industry since August 2017. Gabrielle has passed the Series 6, Series 7TO, and SIE exams. Gabrielle's firm, Northwestern Mutual Investment Services, LLC, is a Registered Investment Adviser with the Securities and Exchange Commission. The firm specializes in providing financial planning and investment research services to individual clients and a range of business clients, and they may also refer clients to other financial advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
08/28/2017 - Present
Northwestern Mutual Investment Services, LLC (BRAINTREE MA)
BC
Issued 05/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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