Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriella? Claim Your ProfileGabriella Briceno Oakes is a registered representative with Samuel A. Ramirez & Company, Inc. in Austin, Texas. Gabriella has been in the securities industry since September 21, 2013. Gabriella has passed the Series 63, Series 7, Series 50, and Series 52 exams. Previous employment includes RBC CAPITAL MARKETS, LLC and HILLTOP SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/06/2023 - Present
Samuel A. Ramirez & Company, Inc. (AUSTIN TX)
TX
07/17/2019 - 02/01/2023
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
TX
01/22/2016 - 07/03/2019
HILLTOP SECURITIES INC. (AUSTIN TX)
TX
09/05/2013 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
BC
Issued 12/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gabriella Oakes is the right advisor for you? Invested Better is here to help.
