Unclaimed
Gabriele Sorbara is a financial professional with over 15 years of experience in the industry. Sorbara is currently registered with Siebert Williams Shank & Co., LLC and is a Series 7, 86, 87, 63 and SIE licensed professional. Sorbara is also licensed to conduct business in New York. Previously, Gabriele worked with The Williams Capital Group, L.P., Topeka Capital Markets Inc., Imperial Capital, LLC, Caris & Company, Inc. and KeyBanc Capital Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/05/2019 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
07/20/2016 - 11/05/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
03/25/2013 - 06/03/2016
TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/02/2012 - 12/21/2012
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
09/12/2011 - 06/26/2012
CARIS & COMPANY, INC. (NEW YORK NY)
NY
10/10/2005 - 08/24/2011
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
IA
Issued 08/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/10/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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