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Gabriele Sorbara

Siebert Williams Shank & CO., LLC

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About Gabriele Sorbara

Gabriele Sorbara is a financial professional with over 15 years of experience in the industry. Sorbara is currently registered with Siebert Williams Shank & Co., LLC and is a Series 7, 86, 87, 63 and SIE licensed professional. Sorbara is also licensed to conduct business in New York. Previously, Gabriele worked with The Williams Capital Group, L.P., Topeka Capital Markets Inc., Imperial Capital, LLC, Caris & Company, Inc. and KeyBanc Capital Markets Inc.

Firm Information

Gabriele Sorbara is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gabriele Sorbara’s Registration & Firm History

NY

11/05/2019 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

07/20/2016 - 11/05/2019

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

03/25/2013 - 06/03/2016

TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)

NY

07/02/2012 - 12/21/2012

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

09/12/2011 - 06/26/2012

CARIS & COMPANY, INC. (NEW YORK NY)

NY

10/10/2005 - 08/24/2011

KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/08/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/31/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/10/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/07/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gabriele Sorbara.
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