Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriela? Claim Your ProfileGabriela Sanchez Heffernan is a financial advisor with Principal Securities, Inc. based in COSTA MESA, CA. Gabriela has been in the industry since 2001. Gabriela has a wide range of experience working with individuals, corporations, and retirement plans. Gabriela has previously worked with CUNA Brokerage Services, Inc., Lincoln Financial Advisors Corporation, Fidelity Brokerage Services LLC, Putnam Retail Management Limited Partnership, Prudential Investment Management Services LLC, Prudential Retirement Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
CA
08/05/2019 - Present
Principal Securities, Inc. (COSTA MESA CA)
IA
01/27/2017 - 06/28/2019
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
08/31/2016 - 01/12/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (Hermosa Beach CA)
CA
09/22/2014 - 04/26/2016
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
MA
01/29/2013 - 09/08/2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
CA
12/06/2004 - 01/09/2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (IRVINE CA)
CT
03/03/2003 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
NY
06/09/2000 - 01/06/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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