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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Yanez is a financial advisor with Ameriprise Financial Services, LLC. Gabriel has been in the financial services industry since 1991 and has been registered with Ameriprise since 2020. Gabriel is registered with the Securities and Exchange Commission (SEC) and FINRA. He holds a Series 7, 6, 63, 66, and 24 licenses. Gabriel has experience providing financial advice to a wide range of clients, including individuals, families, businesses, and trusts. He also provides financial planning services, including retirement planning, college savings planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/26/2020 - Present
Ameriprise Financial Services, LLC (Gilbert AZ)
CA
03/17/2011 - 06/29/2020
MORGAN STANLEY (IRVINE CA)
CA
07/13/2009 - 03/22/2011
RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
10/31/2005 - 07/15/2009
SAGEPOINT FINANCIAL, INC. (CARLSBAD CA)
AZ
07/08/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
07/01/2003 - 07/11/2005
FIRST WALL STREET CORP. (LA JOLLA CA)
CA
01/01/1999 - 06/19/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
03/17/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
CA
07/27/1994 - 02/07/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
09/23/1993 - 08/19/1994
GRIFFIN FINANCIAL SERVICES
VA
08/28/1992 - 12/22/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
AZ
06/05/1992 - 08/11/1992
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
01/04/1991 - 06/13/1992
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 05/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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