Unclaimed
Gabriel Urrutia is a financial professional with over 20 years of experience in the industry. Gabriel has held various roles at leading firms, including Lehman Brothers Inc., J.B. Oxford & Company, and Electronic Transaction Clearing, Inc. Gabriel holds the Series 63, SIE, Series 55, and Series 62 licenses and is currently registered with Clear Street LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2022 - Present
Clear Street LLC (NEW YORK NY)
TX
03/30/2020 - 10/21/2022
APEX CLEARING CORPORATION (DALLAS TX)
TX
02/04/2013 - 10/21/2022
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
CA
09/15/2005 - 02/02/2012
UNX LLC (BURBANK CA)
NY
11/19/2003 - 09/14/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
06/06/2002 - 10/21/2002
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
02/12/2001 - 10/08/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
BC
Issued 02/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/09/2001
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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