Unclaimed
Gabriel Torrens is a financial advisor with over 20 years of experience in the industry. Gabriel is currently registered with Morgan Stanley and has previously worked at J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC. Gabriel is licensed in 53 states and is a Registered Representative and Investment Advisor Representative. Gabriel has obtained multiple licenses and designations, including the Series 3, Series 7, Series 9, Series 10, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2020 - Present
Morgan Stanley (New York NY)
NY
10/01/2012 - 11/06/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/18/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
08/10/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 02/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2008
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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