Unclaimed
Gabriel Borthwick is a Boston, Massachusetts based financial advisor, registered with MML Distributors, LLC, and MML Investors Services, LLC. Gabriel has been in the industry since 1999 and holds multiple professional licenses including Series 7, 63, 24 and 52. His firm offers a variety of services, including securities brokerage and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/08/2021 - Present
MML Distributors, LLC (Boston MA)
MA
09/28/2001 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BOSTON MA)
MA
03/30/2006 - 07/05/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (BOSTON MA)
MA
09/09/1999 - 01/02/2015
NEW ENGLAND SECURITIES (BOSTON MA)
MA
07/21/2005 - 09/04/2013
TOWER SQUARE SECURITIES, INC. (BOSTON MA)
MA
11/28/2001 - 09/04/2013
WALNUT STREET SECURITIES, INC. (BOSTON MA)
MA
09/28/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BOSTON MA)
CT
04/28/2006 - 12/12/2006
MLI DISTRIBUTION LLC (HARTFORD CT)
NY
12/11/2001 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
09/28/2001 - 01/05/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NJ
02/10/1999 - 08/27/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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