linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gabriel Soler

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gabriel? Claim Your Profile

About Gabriel Soler

Gabriel Soler is a financial professional with over 10 years of experience in the industry. Gabriel is currently registered with Fidelity Brokerage Services LLC and holds a variety of licenses and registrations including Series 7, Series 10, Series 9 and SIE. Gabriel has held previous roles at LPL FINANCIAL LLC, TD AMERITRADE, INC., NYLIFE SECURITIES LLC, ASSENT LLC, E*TRADE SECURITIES LLC and OPPENHEIMER & CO. INC.

Firm Information

Gabriel Soler is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gabriel Soler’s Registration & Firm History

RI

09/15/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CA

07/12/2018 - 05/27/2021

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

07/10/2013 - 04/11/2016

TD AMERITRADE, INC. (SAN DIEGO CA)

NY

06/29/2012 - 01/25/2013

NYLIFE SECURITIES LLC (NEW YORK NY)

NY

07/14/2009 - 04/29/2010

ASSENT LLC (NEW YORK NY)

NJ

10/09/2008 - 07/06/2009

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

03/07/2008 - 08/21/2008

OPPENHEIMER & CO. INC. (NEW YORK NY)

Not sure if Gabriel Soler is right for you?

Licenses & Designations

BC

Issued 11/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/07/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/29/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Gabriel Soler. Review regulatory record here.
Not sure if Gabriel Soler is right for you?