Unclaimed
Gabriel Ramirez Vasquez is an investment advisor representative and a registered representative with Cetera Investment Advisers LLC. Gabriel Vasquez has been in the industry since 2017 and has been registered with Cetera Investment Advisers LLC since June 2023. Gabriel Vasquez also previously held positions at First Allied Securities, Inc. and Summit Brokerage Services, Inc. Gabriel Vasquez holds a Series 66 license, as well as a Series 7 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
07/12/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
07/12/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
12/29/2015 - 02/22/2018
LPL FINANCIAL LLC (NORTH HIGHLANDS CA)
BOTH
Issued 10/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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