Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Plaut is an investment advisor representative with Ameriprise Financial Services, LLC based in Garden City, New York. Gabriel has been in the securities industry since April 12, 1983. Gabriel is registered to provide investment advice in 12 states. Gabriel also has experience with Gilford Securities Incorporated, KSH Investment Group, Inc., National Securities Corporation, The Boston Group, Dean Witter Reynolds Inc., Prudential Securities Incorporated, Thomson McKinnon Securities Inc., Gruntal & Co. Incorporated, Investors Center Incorporated, and Leumi Securities Corporation. Gabriel has passed the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/17/2021 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
03/28/2003 - 12/04/2012
GILFORD SECURITIES INCORPORATED (MELVILLE NY)
NY
11/12/1998 - 03/20/2003
KSH INVESTMENT GROUP, INC. (GREAT NECK NY)
FL
07/24/1998 - 10/15/1998
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
10/24/1997 - 07/24/1998
THE BOSTON GROUP (LOS ANGELES CA)
NY
07/11/1994 - 02/20/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/18/1989 - 07/14/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/14/1988 - 09/18/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NY
08/08/1989 - 08/19/1989
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
01/12/1987 - 04/14/1987
INVESTORS CENTER INCORPORATED
NA
04/01/1981 - 02/26/1985
GRUNTAL & CO. INCORPORATED
NA
11/23/1979 - 04/21/1981
LEUMI SECURITIES CORPORATION
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gabriel Plaut is the right advisor for you? Invested Better is here to help.
