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Gabriel N. Gulotta

PNC Investments

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About Gabriel N. Gulotta

Gabriel N. Gulotta is a financial advisor with PNC Investments. Gabriel has been in the financial services industry for over 16 years. Gabriel has a Series 6, 7, 63, 65, and SIE license and is registered to offer investment advice in Texas, Louisiana, Oklahoma, Washington. Prior to joining PNC Investments, Gabriel worked with BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc. Gabriel primarily serves individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations and churches.

Firm Information

Gabriel Gulotta is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gabriel Gulotta’s Registration & Firm History

TX

08/18/2021 - Present

PNC Investments (GALVESTON TX)

TX

05/16/2013 - 08/16/2021

BBVA SECURITIES INC. (DICKINSON TX)

TX

02/27/2010 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (GALVESTON TX)

TX

11/02/2004 - 12/23/2009

GUARANTY BROKERAGE SERVICES, INC. (GALVESTON TX)

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Licenses & Designations

IA

Issued 12/04/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/01/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gabriel N. Gulotta. Review regulatory record here.
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