Unclaimed
Gabriel Fuentes is a financial professional with experience in the securities industry. Gabriel is currently registered with Fidelity Brokerage Services LLC and has held previous positions at CHARLES SCHWAB & CO., INC. Gabriel holds the Series 7, Series 63, and SIE licenses. Gabriel is registered in 53 states and the District of Columbia, as well as with FINRA. Gabriel has been active in the securities industry since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/14/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
10/04/2022 - 08/24/2023
CHARLES SCHWAB & CO., INC. (Austin TX)
BC
Issued 09/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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