Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Joseph Garcia is a financial advisor with Wells Fargo Clearing Services, LLC. Gabriel has been in the financial services industry since 2012. He specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients. Gabriel has a strong track record of success and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/13/2023 - Present
Wells Fargo Clearing Services, LLC (ENCINO CA)
CA
07/01/2019 - 06/14/2023
J.P. MORGAN SECURITIES LLC (VAN NUYS CA)
CA
10/27/2016 - 06/21/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VAN NUYS CA)
CA
05/11/2016 - 09/20/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
03/16/2016 - 05/10/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WOODLAND HLS CA)
CA
10/01/2012 - 03/11/2016
J.P. MORGAN SECURITIES LLC (RESEDA CA)
CA
08/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RESEDA CA)
IA
Issued 07/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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