Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Gurau is an investment advisor representative registered with Schwab Wealth Advisory, Inc. located in Phoenix, AZ. Gabriel has been active in the financial industry since December 21, 2017. Gabriel is registered with the following regulatory authorities: Financial Industry Regulatory Authority (FINRA), and the state of Arizona. Gabriel has passed the following exams: Series 63, Series 66, Series 7, Series 9, Series 4 and SIE. Gabriel is also registered with the state of Texas as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
AZ
01/03/2023 - Present
Schwab Wealth Advisory, Inc. (Phoenix AZ)
AZ
01/27/2021 - 05/06/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
06/08/2020 - 11/23/2020
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
04/07/2020 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
07/21/2017 - 03/30/2020
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BOTH
Issued 09/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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