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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Garcia is an investment advisor representative with SEI Investments Management Corp. Gabriel Garcia is registered with the state of Pennsylvania and New Jersey. Gabriel Garcia has been in the securities industry since 1994. Gabriel Garcia previously worked at Foreside Fund Services, LLC, E*TRADE Securities LLC, Pershing Advisor Solutions LLC, TD Ameritrade, Inc., Charles Schwab & Co., Inc. and Smith Barney Inc. Gabriel Garcia has passed the Series 7, Series 8, Series 9, Series 10, Series 23, Series 24, Series 63, Series 65, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
05/13/2022 - Present
SEI Investments Management Corp. (OAKS PA)
ME
09/14/2021 - 05/03/2022
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NJ
10/03/2019 - 05/27/2021
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
10/15/2010 - 10/01/2019
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NE
08/13/2010 - 09/21/2010
TD AMERITRADE, INC. (OMAHA NE)
VA
12/21/1995 - 07/26/2010
CHARLES SCHWAB & CO., INC. (RICHMOND VA)
NY
07/06/1994 - 11/21/1995
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 01/23/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/26/2011
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 01/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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