Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Ferra is a financial professional with over 27 years of experience in the industry. Gabriel is currently registered with Citigroup Global Markets Inc. as a Registered Representative and Investment Advisor Representative. Gabriel is also a Registered Representative in Texas. Prior to joining Citigroup Global Markets Inc., Gabriel was employed by Fidelity Investments Institutional Services Company, Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc. and BAC CORP. SECURITIES. Gabriel has a wide range of experience in the financial services industry, including investment advisory, securities sales, and supervision. Gabriel holds a Series 3, 7, 9, 10, 24, 26, 63, and 66 license. Gabriel is also registered with the Securities and Exchange Commission and the Financial Industry Regulatory Authority.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/10/2012 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
06/02/2004 - 03/18/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MIAMI FL)
MO
10/01/2000 - 05/12/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
05/24/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
02/10/1995 - 10/02/1998
BAC CORP. SECURITIES (CORAL GABLES FL)
BOTH
Issued 03/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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