Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Enrique Prieto-cogliolo is a financial professional with over 10 years of experience in the financial industry. Gabriel is currently registered with Mizuho Securities USA LLC. Prior to joining Mizuho Securities USA LLC, Gabriel worked with SG Americas Securities, LLC, MUFG Securities Americas Inc., and BTMU Securities, Inc. Gabriel is licensed to provide financial services in 52 states, including Alabama, Alaska, Arizona, and Arkansas. Gabriel holds the Series 63, Series 50, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/28/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/20/2018 - 01/14/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/01/2017 - 08/27/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
05/11/2011 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 07/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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