Unclaimed
Gabriel Gonzalez is a registered representative with Capital Client Group, Inc. located in San Antonio, TX. Gabriel has been in the securities industry since March 12, 2020 and has a Series 63, Series 7 and Series 6 licenses. Gabriel is registered with the state of Texas. In the past, Gabriel was also registered with Northern Lights Distributors, LLC and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
05/11/2024 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
NE
08/04/2022 - 03/01/2024
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
AZ
12/11/2019 - 07/11/2022
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 12/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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