Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Lemons is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Gabriel has over 10 years of experience in the financial industry, with a previous registration at LPL Financial LLC. Gabriel has experience providing financial advice to individuals, businesses, and institutions. Gabriel holds the Series 3, Series 7, and Series 66 licenses, and is also registered with the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/14/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
04/29/2016 - 11/25/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
12/09/2013 - 11/18/2014
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
11/21/2011 - 11/20/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
11/02/2010 - 09/02/2011
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
BOTH
Issued 12/2/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/1/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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