Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Penfield is a financial advisor with LPL Financial LLC. Gabriel has been working in the financial services industry since 2005. Gabriel has a Series 6, 7, 26, 63 and 65 licenses. Gabriel is registered in 25 states and provides services including financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, selection of other advisors, and consulting and other non-discretionary advisory services. Gabriel also has experience with various insurance carriers. Prior to joining LPL Financial LLC, Gabriel was with Waddell & Reed, Inc. and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/21/2021 - Present
LPL Financial LLC (OKATIE SC)
SC
09/17/2010 - 07/21/2021
WADDELL & REED (IRMO SC)
SC
06/30/2008 - 07/30/2010
PFS INVESTMENTS INC. (COLUMBIA SC)
GA
04/08/2005 - 01/11/2006
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 11/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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