Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Ward is a financial advisor with Empower Advisory Group, LLC. He is registered with the Securities and Exchange Commission (SEC) and is licensed to provide investment advice in all 50 states. Gabriel holds the Series 6, 7, 63, and 65 licenses, and he is a registered Investment Adviser Representative (IAR). He has over 19 years of experience in the financial services industry and has been with Empower Advisory Group since March 2021. Prior to joining Empower Advisory Group, he worked for Prudential Investment Management Services LLC and Prudential Retirement Brokerage Services, Inc. Gabriel specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses. He is committed to providing his clients with personalized and comprehensive financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/02/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
IA
04/30/2005 - 02/26/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
CT
08/28/2002 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
IA
Issued 02/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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