Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Simon is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Gabriel has been in the securities industry since January 1997 and has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Quick & Reilly, Inc., M. H. Meyerson & Co., Inc., and Patterson Travis, Inc. Gabriel is registered in Arizona, California, Delaware, Florida, Georgia, Maryland, Massachusetts, Missouri, New Hampshire, New Jersey, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/04/2010 - Present
Wells Fargo Clearing Services, LLC (RED BANK NJ)
NJ
10/23/2009 - 04/27/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANAHAWKIN NJ)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SHIP BOTTOM NJ)
NY
04/12/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
10/29/1998 - 10/29/2001
M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)
CO
01/29/1997 - 11/05/1998
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
NY
12/20/1996 - 01/22/1997
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
IA
Issued 06/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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