Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Caponetto is a financial advisor with UBS Financial Services Inc., located in Red Bank, NJ. Gabriel has been in the financial services industry since 2008. He holds Series 7 and Series 66 licenses. Gabriel also holds state licenses in 26 states and is registered as an Investment Advisor Representative in New Jersey, Pennsylvania, and Texas. In addition to his work as a financial advisor, Gabriel also provides interior design and staging services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/11/2017 - Present
UBS Financial Services Inc. (RED BANK NJ)
NJ
06/11/2013 - 12/03/2013
ESSEX NATIONAL SECURITIES, LLC (MORGANVILLE NJ)
NY
04/20/2011 - 10/12/2012
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/26/2008 - 04/25/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
03/24/2008 - 06/04/2008
NEWBRIDGE SECURITIES CORPORATION (COLTS NECK NJ)
NJ
11/09/2007 - 01/17/2008
INVESTORS CAPITAL CORP. (COLTS NECK NJ)
BOTH
Issued 04/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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