Unclaimed
Gabriel Bernardi is a financial advisor with over 2 years of experience in the financial industry. Gabriel has a Series 7, 63, and 66 license and is registered with Northern Lights Distributors, LLC. Gabriel works primarily with clients in Nebraska, Tennessee, and California. Prior to joining Northern Lights Distributors, LLC, Gabriel worked at Empower Financial Services, Inc., Wells Fargo Clearing Services, LLC, Jackson National Life Distributors LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
04/24/2024 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
CO
07/22/2022 - 03/21/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
TN
04/06/2022 - 05/17/2022
WELLS FARGO CLEARING SERVICES, LLC (NASHVILLE TN)
TN
11/02/2021 - 12/22/2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
TN
10/08/2021 - 11/11/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NASHVILLE TN)
BOTH
Issued 04/13/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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