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Gabriel Benjamin Davis

Apex Clearing Corp.

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About Gabriel Benjamin Davis

Gabriel Benjamin Davis is a financial advisor with over 20 years of experience in the industry. He currently works at Apex Clearing Corp. in Dallas, TX. His professional experience includes previous roles at Penson Financial Services, Inc. and American Express Financial Advisors Inc. Gabriel holds a Series 7, Series 63, Series 99TO and SIE license.

Firm Information

Gabriel Davis is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gabriel Davis’s Registration & Firm History

TX

08/06/2012 - Present

Apex Clearing Corp. (DALLAS TX)

TX

03/23/2006 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

TX

02/16/2000 - 11/28/2005

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

MN

06/15/1999 - 06/30/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/15/1999 - 06/30/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Gabriel Benjamin Davis. Review regulatory record here.
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