Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gabriel? Claim Your ProfileGabriel Ayala is an Investment Advisor Representative with LPL Financial LLC in FULLERTON, CA. Gabriel has been in the financial industry since 1993. Gabriel holds the following licenses: Series 63, Series 65, Series 7 and SIE. Gabriel has previously worked for Paulson Investment Company, Inc., Essex National Securities, Inc., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, GLENFED BROKERAGE SERVICES, MARKETING ONE SECURITIES, INC., LAUGHLIN GROUP ADVISORS, INC., FIMCO SECURITIES GROUP, INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION and CHATFIELD DEAN & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/08/2013 - Present
LPL Financial LLC (FULLERTON CA)
OR
04/28/2005 - 06/08/2005
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
CA
01/02/2004 - 03/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/05/2003 - 12/16/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/14/1998 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
06/15/1998 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
OR
03/04/1996 - 05/11/1998
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NE
01/31/1996 - 02/07/1996
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
OR
01/14/1996 - 01/31/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
WI
04/05/1995 - 12/01/1995
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
CA
03/24/1994 - 03/16/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CO
03/18/1993 - 02/23/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 08/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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