Unclaimed
Gabriel Alba is a financial advisor with Fidelity Personal and Workplace Advisors. Gabriel is registered to provide financial advice and services in 53 states and the District of Columbia. Gabriel has been working in the financial services industry since 1998. Gabriel has experience working at ICMA-RC Services, LLC, Fidelity Brokerage Services LLC, Wachovia Securities, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gabriel offers financial planning, educational seminars and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/27/2021 - Present
Fidelity Personal AND Workplace Advisors (SARASOTA FL)
DC
11/16/2005 - 07/20/2021
ICMA-RC SERVICES, LLC (WASHINGTON DC)
RI
10/19/2005 - 11/30/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MO
08/18/2004 - 09/26/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
RI
08/10/2000 - 08/17/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
06/15/1998 - 07/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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