Unclaimed
Gabriel Lavigne is a financial advisor with UBS Financial Services Inc. Gabriel has been in the industry since 2008 and is registered in 29 states including New Jersey, Texas, California, Florida, New York, and Pennsylvania. Gabriel specializes in providing financial advice to individuals, corporations, and businesses. Gabriel is a member of the Middlesex County Regional Chamber of Commerce, Elijah's Promise, The Grande at Colts Neck Condominium Association, Inc., and the Middlesex County Workforce Development Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/08/2013 - Present
UBS Financial Services Inc. (RED BANK NJ)
NJ
09/30/2011 - 11/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAST BRUNSWICK NJ)
NJ
09/29/2009 - 10/13/2011
DAVID LERNER ASSOCIATES, INC. (PRINCETON NJ)
NJ
08/12/2008 - 10/01/2009
METLIFE SECURITIES INC. (SHORT HILLS NJ)
BOTH
Issued 12/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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