Unclaimed
Gabriel A. Ramos is a financial advisor at Fidelity Brokerage Services LLC. Gabriel has been in the industry since 2005. Gabriel is registered in Massachusetts, Texas and Utah, and holds Series 63, 7, 9, 10 and SIE licenses. Previously, Gabriel was employed by National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/13/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
07/24/2006 - 07/21/2010
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
05/12/2005 - 07/24/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 08/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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