Unclaimed
Gary Butler is a financial advisor with LPL Financial LLC. Gary has been in the financial services industry since 1994. Gary is registered to provide investment advice in Indiana and Texas. Gary is also registered as a Registered Representative in Indiana, Alaska, Arizona, California, Colorado, Florida, Georgia, Illinois, Kentucky, Michigan, Minnesota, Missouri, New York, North Carolina, Texas, Vermont, and Washington. Gary's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/07/2011 - Present
LPL Financial LLC (INDIANAPOLIS IN)
IN
08/31/2007 - 11/02/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
IN
04/02/2007 - 09/05/2007
MORGAN STANLEY & CO., INCORPORATED (INDIANAPOLIS IN)
IN
12/07/2001 - 04/02/2007
MORGAN STANLEY DW INC. (INDIANAPOLIS IN)
NY
01/17/1994 - 12/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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