Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you G scott? Claim Your ProfileG Scott Newsom is a financial advisor with over 25 years of experience. G Scott Newsom is currently registered with Wells Fargo Clearing Services, LLC, a broker-dealer and investment advisor. G Scott Newsom has held previous positions with Morgan Stanley and Citigroup Global Markets Inc. G Scott Newsom has also worked with Legg Mason Wood Walker, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. G Scott Newsom is licensed to provide investment advisory services in Alabama and Texas. G Scott Newsom also holds licenses to provide brokerage services in Alabama, Arkansas, California, Delaware, District of Columbia, Florida, Georgia, Iowa, Kentucky, Massachusetts, North Carolina, Ohio, South Carolina, South Dakota, Tennessee, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
05/14/2021 - Present
Wells Fargo Clearing Services, LLC (HUNTSVILLE AL)
AL
06/01/2009 - 09/16/2019
MORGAN STANLEY (HUNTSVILLE AL)
AL
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HUNTSVILLE AL)
MD
12/03/1999 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
10/10/1996 - 02/25/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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