Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you G? Claim Your ProfileG Michael O'Neil has been working in the financial services industry since 1990 and is currently a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. G Michael O'Neil is also a Registered Investment Advisor. G Michael O'Neil has worked with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2002 and previously worked with J.P. MORGAN SECURITIES INC., HAMBRECHT & QUIST LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. G Michael O'Neil has a series 7, Series 63, and Series 65 license and has been registered in 31 states for broker-dealer activities and 2 states for investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/18/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DARIEN CT)
NY
02/01/2000 - 06/20/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
08/02/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
09/04/1990 - 06/17/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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