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Fun chau Cheuk

Cetera Investment Services LLC

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About Fun chau Cheuk

Fun Chau Cheuk is a registered representative with Cetera Investment Services LLC, a firm that is not currently registered with the SEC. Fun is licensed to sell securities in California and has been active in the industry since April 10, 2016. Fun has passed the Series 7, Series 63 and SIE exams and is licensed in California.

Firm Information

Fun chau Cheuk is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fun chau Cheuk’s Registration & Firm History

CA

04/11/2016 - Present

Cetera Investment Services LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/24/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fun chau Cheuk.
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