Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fumio? Claim Your ProfileFumio Yokomichi is a registered representative with Daiwa Capital Markets America Inc. Fumio has been in the securities industry since July 5, 2017 and holds multiple licenses, including Series 7, 24, 63, 86, 87, and SIE. Fumio is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/06/2017 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 08/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2017
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 09/08/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/20/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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