Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fumio? Claim Your ProfileFumio Takamatsu is a securities professional with over 20 years of experience in the industry. Fumio has been registered with FINRA since 12/10/2010 and is currently employed with Smbc Nikko Securities America, Inc. Fumio has passed both the Series 7 and SIE exams. Prior to joining Smbc Nikko Securities America, Inc., Fumio was associated with Citigroup Global Markets Inc. and The Nikko Securities Co. International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/10/2010 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/01/1999 - 10/27/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/20/1995 - 04/26/1995
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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